Compliance resources & insights
Practical guidance for compliance teams at regulated financial services firms.
Consumer Duty and marketing content: what compliance teams need to know in 2026
The FCA's Consumer Duty has fundamentally changed how regulated firms must approach marketing content. We break down the practical implications for compliance teams.
Marcus Webb
Head of Regulatory Affairs
Why your website is your biggest compliance risk — and how to fix it
Most regulated firms focus compliance review on new content. But legacy web pages, old campaign landing pages, and outdated product descriptions are where the real risk lives.
Niamh O'Sullivan
April 2026
The complete guide to FCA financial promotions rules for wealth managers
COBS 4 sets out the FCA's requirements for financial promotions. This guide covers the key rules, common pitfalls, and how AI-assisted review changes the compliance workflow.
Marcus Webb
March 2026
How accurate is AI compliance review? Our methodology explained
RegOak's AI review engine achieves 99.2% rule coverage accuracy. Here's exactly how we measure that, what it means in practice, and where human judgement remains essential.
Aoife Brennan
February 2026
CBI Consumer Protection Code 2012: a practical guide for Irish regulated firms
The Central Bank of Ireland's Consumer Protection Code sets out detailed requirements for marketing communications. This guide covers the key obligations for firms operating in Ireland.
Marcus Webb
January 2026
The ROI of compliance workflow automation: a framework for regulated firms
How do you quantify the value of faster compliance review? We built a framework that compliance teams can use to make the business case for workflow automation.
James Harrington
December 2025