Regulatory coverage you can
rely on

RegOak maintains structured regulation packs for FCA, CBI, and MiFID II. Updated within 5 business days of any regulatory change.

FCA

Financial Conduct Authority

United Kingdom

Live

RegOak's FCA pack covers COBS (Conduct of Business Sourcebook), MCOB, ICOBS, and the Consumer Duty requirements introduced in 2023. Rules are updated within 5 business days of FCA guidance changes.

Included packs

  • COBS 4 — Financial Promotions
  • Consumer Duty (PS22/9)
  • MCOB — Mortgage Conduct
  • ICOBS — Insurance Conduct
  • PROD — Product Governance
  • SYSC — Senior Management
CBI

Central Bank of Ireland

Ireland

Live

The CBI pack covers the Consumer Protection Code, Investment Intermediaries Act requirements, and the Central Bank's financial promotions guidance. Particularly relevant for firms passporting into Ireland.

Included packs

  • Consumer Protection Code 2012
  • Financial Promotions Guidance
  • Investment Intermediaries Act
  • Fitness & Probity Standards
  • AML/CFT Requirements
MiFID II

Markets in Financial Instruments Directive II

EU / EEA

Live

MiFID II requirements for marketing communications, product governance, and suitability disclosures. Relevant for firms with EU clients or operating under MiFID II passporting arrangements.

Included packs

  • Article 24 — Client Information
  • Product Governance (PROD)
  • Suitability Requirements
  • Best Execution Disclosure
  • Costs & Charges (Ex-Ante)

How regulation pack updates work

01

Regulatory monitoring

RegOak's compliance team monitors FCA, CBI, and ESMA publications daily for guidance changes, policy statements, and consultation papers.

02

Pack authoring

Changes are translated into structured rule updates by our regulatory specialists, reviewed for accuracy, and staged for testing.

03

Quality assurance

Updated rules are tested against a library of known-compliant and known-non-compliant content samples before publication.

04

Tenant notification

All affected tenants receive in-app notifications when packs are updated. Compliance admins can review changes before they take effect.

Need coverage for a specific regulation?

Enterprise customers can request custom regulation packs. Contact us to discuss your requirements.

Talk to our team